-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3op7Wis7o1JujcZR5DS30FQGvX2fTL6Ql1y/PXPh1lRmfmvas6redgyaOLzpVqY 1RgWiBZ+UWgqMazO31Bo/g== 0000950137-97-000513.txt : 19970222 0000950137-97-000513.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950137-97-000513 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIGMATRON INTERNATIONAL INC CENTRAL INDEX KEY: 0000915358 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 363918470 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49389 FILM NUMBER: 97528324 BUSINESS ADDRESS: STREET 1: 2201 LANDMEIER RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 BUSINESS PHONE: 7089568000 MAIL ADDRESS: STREET 1: 2201 LANDMEIER ROAD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FAIRHEAD GARY R CENTRAL INDEX KEY: 0000941740 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2201 LANDMEIER RD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 MAIL ADDRESS: STREET 1: 2201 LANDMEIER RD STREET 2: C/O SIGMATRON INT INC CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 SC 13G/A 1 AMENDMENT NO. 2 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* SigmaTron International, Inc. ----------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 82661L101 --------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") of otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages 2 SCHEDULE 13G CUSIP NO. 82661L101 PAGE 2 OF 4 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gary F. Fairhead - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 155,662** NUMBER OF --------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH --------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 155,622** --------------------------------------------------------------- 8 SHARE DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 155,662** - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / N/A - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.49% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- **Includes 14,250 options which are deemed currently excerisable 3 ITEM 1 (A) Name of Issuer: SigmaTron International, Inc. ITEM 1 (B) Address of Issuer's Principal Executive Offices: 2201 Landmeier Road Elk Grove Village, Illinois 60007 ITEM 2 (A) Name of Person Filing: Gary R. Fairhead ITEM 2 (B) Address of Principal Business Office, or, if none, Residence: SigmaTron International, Inc. 2201 Landmeier Road Elk Grove Village, Illinois 60007 ITEM 2 (C) Citizenship: United States ITEM 2 (D) Title of Class of Securities: Common Stock, Par value $0.01 per share ITEM 2 (E) CUSIP Number: 82661L101 ITEM 3 Not Applicable ITEM 4 Ownership: The following information is provided as of December 31, 1996: (a) Amount Beneficially Owned: 155,662* (b) Percent of Class: 5.49% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 155,662* (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 155,662* (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5 Ownership of Five Percent or Less of a Class: Not Applicable ITEM 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable ITEM 8 Identification and Classification of Members of the Group: Not Applicable * includes options for 14,250 shares which are deemed exercisable 4 ITEM 9 Notice of Dissolution of Group: Not Applicable ITEM 10 Certification: Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/12/97 ---------------------------- Date /s/ Gary Fairhead ---------------------------- Signature Gary R. Fairhead ---------------------------- Name/Title ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----